stream x��Z�n�6��w�TĴ�+q(��I3�X�1Ћ��-'Bmɓdg��-wmDZ-ڍ���}�gY�Sz�i��ś7���y;8=�_1�8�OO���шK"j"ISx���ԧ'���o�'_~#��'�`�i=\HN#�x������B����Nj��$ڢÉ�b�*%���z�y�x��0-��{2h��� {"h�P���^OB�|�:4����YM�O��F!3�g.Þ Training Introduction Facilitator Self Course Outline Break Timings 15 mins – Forenoon 45 mins – Lunch 15 mins – Afternoon Expectations. 8 Order Origination • Orders are received from Clients endobj If a trade event is “Price-Forming”, or requires a change to trade details previously reported to the real-time price feed under 17 CFR Part 43 Real-Time The trade life cycle (sometimes stylized as ‘trade lifecycle’ or ‘trade life-cycle’) is a concept used by investment services and asset managers which is intended to increase transparency and provide investor protection. 1. %���� endobj %PDF-1.5 2 0 obj endobj It focuses on key steps involved in the safe and efficient transfer of securities ownership and settlement of trillions of dollars
required to report trade events to the SDR to maintain an accurate depiction of all reported trades throughout their lifecycle.

4 0 obj �*_��f:{��! elcome to the life cycle of a security. [!��u9ē�J��B���LtGZ�+�+w�$41�K=(8��K��1���eL*Г�T�4 h�X�*;=�-��w+e�r���p���%� *f�%DE�JC��Tj;��+R�W�gm���MMnW���ؾ����BlXpS�쬱��NL4��Vd�F�~��d�~Y����� ��%���Fu���BE�~2�����h؉�#�?Xw"��J �ȴ]��f�^���*�o�*)q�fQ��$�Y��v�Zd?/kV���&Ӊ�Q�ejO#.B�K�Yx�'T��.J��)F�r�7q�`��O$) ��%�� �%$,�4�B���b]d�O 7 High Level Flow. Them main objective of every trade is to get executed at the best price and settled at the least risk and less cost. <>/ExtGState<>/XObject<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI] >>/Annots[ 14 0 R 17 0 R] /MediaBox[ 0 0 612 792] /Contents 4 0 R/Group<>/Tabs/S/StructParents 0>>

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This is a process of client acquisition in which HNIs or Institutional clients are introduced to various investment products or vehicles. Additionally, the paper 1 0 obj Life Cycle of a Trade. �B���1f�G�qL�>�A��2[|��aV�yqC~��g��PÉ����FoK̀ �wTFV4�_Tqj���>�Ǩ&5[G���(�b(�����p����3�߂ϣ\�\g��#�E#w1B�!d�26P�� �*��T�����A�� �-�0� :���7Ɩ��g9�����b'��I.
This publication looks at the activities that underpin securities post-trade processing and ensure safety, soundness and risk mitigation in the global financial marketplace.

; These vehicles or products are available with an Investment Manager or Bank by whom the client’s investments are managed. Overview of the Process. Trade Processing Lifecycle Events An ISDA Whitepaper April 2012 This whitepaper provides a summary of key trade processing lifecycle events in the over-the-counter (OTC) commodity derivatives markets, with an overview of the current state of processing, related issues and opportunities for further improvement. Trade Life Cycle Building the order Placing the order Monitoring Allocation to Settlement with •Selection of brokers or venues (e.g., ATSs) •Sequencing execution quality •Explicit and implicit costs (opportunity shortfall) •Transaction cost analysis client accounts •Partial … Trade Life Cycle • From the Trade Origination to the Settlement • Trading – Trade Origination / Order Origination – Trade Execution • Operations – Trade Validation – Trade Confirmation – Clearing – Settlement . <>>> <> What are the Steps Involved in a Trade Life Cycle? <>


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